Julie L. Swanson
Chief Operating Officer, Chief Compliance Officer
Prior to joining Monroe Vos, in 1994, Julie spent nine years in the securities industry at Paine Webber and Prudential Securities, where she held numerous administrative, operational and technical positions. Julie worked with Jim and Tim as their Executive Assistant at both firms. She became President of Monroe Vos in 2004. Her primary responsibilities are administration, financial reporting, FINRA & SEC compliance audits and securities operations. She is the Financial and Operations Principal of MV Securities Group, Inc., an affiliated broker dealer of Monroe Vos.
Julie graduated from Texas Christian University with a B.B.A.
Years of Experience: 34